Jump to section:
Research Compliance Policies
Research Policies, Procedures, Guidelines and Notices
Federal Policies
Arizona Board of Regents
University of Arizona Policies
General Policies
- Academic Policies and Procedures
- Administrative Policies
- Information Technology
- Faculty Governance
- Business and Finance
- Employment/Human Resources
- Student Life and Education
Human Resources
- Classified Staff Human Resources Policy Manual
- Compensation Definitions for Faculty and Appointed Personnel
- Student Employment Manual
- University Handbook for Appointment Personnel
- Graduate Assistant/Associate Manual
Administration and Operations
Travel
Audit Reports
Research Compliance Policies
General Policies
- Conflict of Interest Policies
- Code of Research Ethics
- Policy and Procedures for Investigations of Misconduct In Scholarly, Creative, and Research Activities
Exports Controls
Hazardous Materials
- Biosafety Reference Guide
- University Chemical Hygiene Plan
- Radiation Safety Procedures, Regulations, Forms
- Recombinant and Biohazardous Materials
- Environmental Compliance
Human Subjects (IRB)
- Policies for Human Subjects Protection
- Quick Start Guide to Human Subjects Research
- Tribal Consultation
Animal Care and Use (IACUC)
- Appointed Personnel Policy Research Involving Animal Subjects
- Policies and Procedures
- University Animal Care (UAC) Animal Care Policies and Guidelines
HIPAA
Research Policies, Procedures, Guidelines and Notices
General
- Guidance on The National Defense Authorization Act (NDAA) FY 2019, Section 889
- General Research Related Policies
- Principal Investigator/Project Director/Co-Principal Investigator (PI/PD/Co-PI) Eligibility
- Policy for Jointly Appointed UA and VA Employees on NIH Proposals
- Conflict of Commitment
- Fiscal Responsibilities
- Multiple Principal Investigator Option for NIH Grants
- Data Ownership and Record Retention
- Public Access Policies for Publication
- Equipment/Property Management
- Subrecipient Monitoring Guide
- Subaward Roles and Responsibilities
- Subaward Requisition & PO Amendment Training
- Internal Grant Transfer Memo
- Graduate Aid and Tuition Remission FAQs
- Non-Federal Payment Policy
Financial
- Direct and Indirect Costs of Sponsored Agreements
- Current Facilities & Administrative (Indirect) Cost Rates
- Facilities & Administrative Clinical Trial Rate
- Facilities & Administrative Industry Rate
- Indirect Cost Waivers
- Current Employee-Related Expense (ERE) Rates
- Financial Services Manual
- Using UAccess Financials (UAccess Community Page)
- Account Management
- Cost Sharing
- Fiscal Responsibilities of Investigators
- Right to Income from Publications
- Independent Contractor Services
- Guide to Posting Personnel and Non-Personnel Cost Share Expenditures in UAccess Financials
- Project Closeout and Fixed Price Complete Residual Balances
Proposal Submission
- Internal Deadlines for Proposal Routing
- Sponsored Projects & Contracting Services Three-Day Deadline
- Late Proposal Request FAQ
- Submission Process
- Submitting Proposal through UAccess
- Large Proposal Policy
- Limited Submissions
- Human Subjects
Reporting
- Effort Certification and Reporting
- Cost Sharing Documentation
- NIH Progress Reporting
- Program Income on Sponsored Projects
- Property Administration on Sponsored Project
- RPPR (Research Performance Progress Report) - NSF; NIH
Salary / Compensation
- Method of Payroll Distribution
- Overview of Supplemental Compensation from Grants and Contracts
- Supplemental Work and Compensation
- Student Support
- Guide to Posting Personnel and Non-Personnel Cost Share Expenditures in UAccess Financials
Expenditures
- Expenditure Codes
- Table of University Activities and Effort (University Activities that can be Charged to a Sponsored Project)
- Telecommunication Services on Federal Grants
- Transferring Grants/Contracts
- Purchasing Policies
- Direct and Indirect Costs
Budgets/Budgeting
Receipt of Funds
Federal Policies
Federal regulations and OMB circulars applicable to universities.
Office of Management and Budget (OMB) Circulars
- Uniform Guidance: Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (2 CFR, Part 200)
Code of Federal Regulations
- 9 CFR 121: Possession, Use and Transfer of Biological Agents and Toxins
- 37 CFR 401: Rights to Inventions made by Nonprofit Organizations and Small Business Firms under Government Grants, Contracts, and Cooperative Agreements
- 45 CFR 46: Protection of Human Subjects
- 45 CFR 160, 162, 164: HIPAA Privacy Rule
U.S. Code
Federal Acquisition Regulation (FAR)
Federal Per Diem Rate
Health and Human Services (HHS)/National Institutes of Health (NIH)/Public Health Service (PHS)
- NIH Guide for Grants and Contracts
- NIH Grants Policy and Guidance
- NIH Salary Limit
- NIH Foreign Influence in Research
- NIH Guidelines for Research Involving Recombinant or Synthetic Nucleic Acid Molecules
- PHS Policy on Humane Care and Use of Laboratory Animals
- Office of Inspector General Reports and Publications
Defense, U.S. Department of (DOD)
- Air Force Office of Scientific Research (AFOSR) Agency-specific requirements
- Broad Agency Announcements
- Defense Acquisition Regulation System
- Defense Procurement and Acquisition Policy
- DoD Grants and Agreements
Education, U.S. Department of (ED)
Energy, U.S. Department of (DOE)
National Science Foundation (NSF)
- NSF Award Term & Condition on Harassment
- Proposal and Award Policies and Procedures Guide
- Managing Your Award
- General Grant Conditions
Agriculture, U.S. Department of (USDA)
Environmental Protection Agency (EPA)
National Aeronautics and Space Administration (NASA)
- Grants Policy and Compliance Branch
- Guidance for the Preparation and Submission of Unsolicited Proposals
National Endowment for the Arts (NEA)
National Endowment for the Humanities (NEH)
National Research Council (NRC)
Federal-Wide Research Terms and Conditions